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4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-07 |
Branch Locations
4725 First St. #215, Pleasanton, CA 94566 • United States
4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knighted Ventures | Livermore | CA | 10/2023 | 05/2024 |
| Unemployed | N/A | CA | 05/2023 | 10/2023 |
| University Of The Pacific | Stockton | CA | 08/2022 | 05/2023 |
| University Of The Pacific | Stockton | CA | 06/2020 | 07/2022 |
| Fedex | Tracy | CA | 05/2020 | 07/2020 |
| University Of The Pacific | Stockton | CA | 08/2018 | 05/2020 |
| Millennium High School | Tracy | CA | 08/2014 | 05/2018 |
| Thrivent Investment Management Inc. | Modesto | CA | 02/2024 | 03/2026 |
| Thrivent Financial | Appleton | WI | 05/2024 | 11/2024 |
| Thrivent Financial | Appleton | WI | 11/2024 | 03/2026 |
| Madison Avenue Securities | San Diego | CA | 04/2026 | Present |
| Buck Wealth Strategies, Llc | Honolulu | HI | 04/2026 | Present |
| Buck Financial Services | Honolulu | HI | 04/2026 | Present |
| E.A. Buck Insurance, Inc. Dba E.A. Buck Financial Services | Honolulu | HI | 04/2026 | Present |
1.) Name; Buck Financial Services; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu HI 96813; Nature of the Business: Holding corporation; Position: Employee; Hours Per Week; 160 hours/month 2.) Name; Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu HI 96813; Nature of the Business: Registered Investment Adviser engaged in Asset Management Services; Position: Investment Advisor Representative; Hours Per Week; 160 hours/month 3.) Name; E.A. Buck Insurance; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu HI 96813; Nature of the Business: Insurance Sales; Position: Insurance; Hours Per Week; 160 hours/month Insurance License - CA - Accident & Health or Sickness, Life, Variable Life and Variable Annuity 4.) Madison Avenue Securities, LLC; Investment related: yes; 13500 Evening Creek Dr. N. Ste 55, San Diego, CA 92128; Broker Dealer; Registered Representative; 160 hours/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-11 |
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