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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-07-23 |
Branch Locations
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
550 S 4Th St 13Th Fl [Tpb Services], Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc. | New York | NY | 01/2023 | 12/2023 |
| University Of North Carolina - Wilmington | Wilmington | NC | 08/2019 | 05/2025 |
| Cape Fear Community College | Wilmington | NC | 07/2019 | 05/2023 |
| Miami University Of Ohio | Oxford | OH | 08/2016 | 08/2019 |
| New Hanover County | Wilmington | NC | 09/2023 | 07/2025 |
| Minnesota State University - Mankato | Mankato | MN | 01/2024 | 05/2025 |
| Thrivent Financial | Appleton | WI | 06/2024 | 08/2024 |
| Wells Fargo Clearing Services | Minneapolis | MN | 07/2025 | Present |
| Wells Fargo Bank | Minneapolis | MN | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-02 |
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