Caley Elisabeth Surro

Current Employers

Keenan Financial

7 Bulfinch Place Suite 302, Boston, MA 02114 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-04-25

MA RA
APPROVED

Since 2023-04-25

Branch Locations

7 Bulfinch Place Suite 302, Boston, MA 02114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Student	Ashland	MA	09/2012	06/2019
University Of South Florida	Tampa	FL	07/2019	12/2022
Keenan Financial	Boston	MA	04/2023	Present
Keenan Financial	Boston	MA	12/2022	04/2023
Keenan Financial Insurance Agency Services Llc	Boston	MA	02/2023	Present

09/2012 → 06/2019

Student

Ashland, MA
07/2019 → 12/2022

University Of South Florida

Tampa, FL
04/2023 → Present

Keenan Financial

Boston, MA
12/2022 → 04/2023

Keenan Financial

Boston, MA
02/2023 → Present

Keenan Financial Insurance Agency Services Llc

Boston, MA

Other Businesses

1) Caley Surro; Investment Related; Insurance Agent; Boston, MA; Provide clients with insurance information as needed/requested.; Start Date: 02/2023; Hours per month during trading hours: 5; Hours per month outside of trading hours: 5.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-30

S65 Uniform Investment Adviser Law Examination

2023-03-30

View on SEC IAPD

Current Employers

Keenan Financial

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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