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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-04
  • CA RA
    APPROVED
    Since 2025-02-04

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

3017 Douglas Blvd Suite 140, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allworth Financial Roseville CA 09/2022 Present
Journey Advisory Group Gold River CA 10/2019 09/2022
Unemployed Sacramento CA 05/2019 10/2019
Newport Group Folsom CA 02/2018 04/2019
American River College Sacramento CA 08/2017 12/2019
Unemployed Sacramento CA 10/2016 08/2017
Usaid Kabul 01/2013 02/2017
  • 09/2022 → Present
    Allworth Financial
    Roseville, CA
  • 10/2019 → 09/2022
    Journey Advisory Group
    Gold River, CA
  • 05/2019 → 10/2019
    Unemployed
    Sacramento, CA
  • 02/2018 → 04/2019
    Newport Group
    Folsom, CA
  • 08/2017 → 12/2019
    American River College
    Sacramento, CA
  • 10/2016 → 08/2017
    Unemployed
    Sacramento, CA
  • 01/2013 → 02/2017
    Usaid
    Kabul
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-21
  • S65 Uniform Investment Adviser Law Examination
    2024-02-21

View on SEC IAPD

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