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Riley Treen Anna Rock

Robert W. Baird & Co. Incorporated

Milwaukee, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-05
  • WI RA
    APPROVED
    Since 2025-09-05

Branch Locations

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indigo Real Estate Services Seattle WA 08/2019 08/2019
Seattle Academy Of Arts And Sciences Seattle WA 09/2016 06/2020
University Of Washington Seattle WA 09/2020 03/2025
University Of Washington Seattle WA 09/2023 03/2024
Baird Seattle WA 04/2023 05/2024
Russell Investments Seattle WA 06/2024 09/2024
Robert W. Baird & Co. Incorporated Milwaukee WA 04/2025 07/2026
Robert W. Baird & Co. Incorporated Seattle WA 07/2026 Present
  • 08/2019 → 08/2019
    Indigo Real Estate Services
    Seattle, WA
  • 09/2016 → 06/2020
    Seattle Academy Of Arts And Sciences
    Seattle, WA
  • 09/2020 → 03/2025
    University Of Washington
    Seattle, WA
  • 09/2023 → 03/2024
    University Of Washington
    Seattle, WA
  • 04/2023 → 05/2024
    Baird
    Seattle, WA
  • 06/2024 → 09/2024
    Russell Investments
    Seattle, WA
  • 04/2025 → 07/2026
    Robert W. Baird & Co. Incorporated
    Milwaukee, WA
  • 07/2026 → Present
    Robert W. Baird & Co. Incorporated
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-23
  • S66 Uniform Combined State Law Examination
    2025-06-23
Other Names
  • Riley T Rock
  • Riley Rock

View on SEC IAPD

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BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC · MILWAUKEE, WI

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