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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-04-17
  • IL RA
    APPROVED
    Since 2023-04-17

Branch Locations

Jersey City, NJ • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 04/2023 Present
First Trust Advisors L.P. Wheaton IL 04/2023 Present
Blockfi Jersey City NJ 06/2020 02/2023
Ohio State University Columbus OH 08/2016 06/2020
National Baskeball Association Secaucus NJ 06/2019 08/2019
  • 04/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 04/2023 → Present
    Wheaton, IL
  • 06/2020 → 02/2023
    Blockfi
    Jersey City, NJ
  • 08/2016 → 06/2020
    Ohio State University
    Columbus, OH
  • 06/2019 → 08/2019
    National Baskeball Association
    Secaucus, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-15
  • S66 Uniform Combined State Law Examination
    2023-03-15

View on SEC IAPD

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