Zachary Henry Mindel

Current Employers

Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-02-10
TX	RA	APPROVED	2023-06-06
WA	RA	APPROVED	2023-04-03

LA RA
APPROVED

Since 2025-02-10
TX RA
APPROVED

Since 2023-06-06
WA RA
APPROVED

Since 2023-04-03

Branch Locations

Bellingham, WA • United States

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Forum Financial Management, Lp	Lombard	IL	04/2023	Present
United States Navy	Oak Harbor	WA	06/2012	03/2023
United States Naval Reserves	Oak Harbor	WA	03/2023	Present

04/2023 → Present

Forum Financial Management, Lp

Lombard, IL
06/2012 → 03/2023

United States Navy

Oak Harbor, WA
03/2023 → Present

United States Naval Reserves

Oak Harbor, WA

Other Businesses

1) United States Naval Reserves; Non-investment related; 1045 Midway Street, Oak Harbor, WA 98277; Military; Flight Instructor; 3/2023; 25 hours/month devoted; 10 hours during securities trading hours; Provide flight, simulator, and lecture instruction to students in EA-18G aircraft. 2) Growing Veterans; Non-investment related; 6458 Martin Place, Lynden, WA 98264; Nonprofit organization for veterans; Board Member; Treasurer; 01/01/2026; Less than 5 hours per month devoted; 0 hours during securities trading hours; Assist the organization with budgeting and provide support via their peer support network for veterans needing assistance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-16

S65 Uniform Investment Adviser Law Examination

2023-02-16

Designations

View on SEC IAPD