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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
MN RA APPROVED 2024-02-02
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • MN RA
    APPROVED
    Since 2024-02-02

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Bloomington, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 04/2023 Present
Unemployed Bloomington MN 04/2020 03/2023
Compass Group Na Bloomington MN 06/2014 04/2020
  • 04/2023 → Present
    Minneapolis, MN
  • 04/2020 → 03/2023
    Unemployed
    Bloomington, MN
  • 06/2014 → 04/2020
    Compass Group Na
    Bloomington, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-18
  • S66 Uniform Combined State Law Examination
    2024-01-18
Other Names
  • William Loman

View on SEC IAPD

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