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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-18
  • NJ RA
    APPROVED
    Since 2025-02-18

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army Seoul 05/2012 03/2017
Blackrock New York NY 08/2017 06/2021
Seoul National University Seoul 08/2021 08/2022
Unemployed New York NY 08/2022 03/2023
Academy Securities, Inc. New York NY 03/2023 04/2023
Kingfield Corporation New York NY 08/2023 12/2023
Ubs Financial Services, Inc New York NY 10/2024 Present
Unemployed New York NY 01/2024 09/2024
Unemployed New York NY 05/2023 07/2023
Unemployed New York NY 04/2017 07/2017
  • 05/2012 → 03/2017
    United States Army
    Seoul
  • 08/2017 → 06/2021
    Blackrock
    New York, NY
  • 08/2021 → 08/2022
    Seoul National University
    Seoul
  • 08/2022 → 03/2023
    Unemployed
    New York, NY
  • 03/2023 → 04/2023
    Academy Securities, Inc.
    New York, NY
  • 08/2023 → 12/2023
    Kingfield Corporation
    New York, NY
  • 10/2024 → Present
    New York, NY
  • 01/2024 → 09/2024
    Unemployed
    New York, NY
  • 05/2023 → 07/2023
    Unemployed
    New York, NY
  • 04/2017 → 07/2017
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
S63 Uniform Securities Agent State Law Examination 2024-03-22
  • S66 Uniform Combined State Law Examination
    2025-01-03
  • S63 Uniform Securities Agent State Law Examination
    2024-03-22

View on SEC IAPD

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