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Lexington, KY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodhaven Country Club | Louisville | KY | 05/2018 | 09/2020 |
| Gatton College Of Business | Lexington | KY | 10/2019 | 04/2023 |
| Kohl's Corporation | Louisville | KY | 10/2018 | 10/2018 |
| Aristides Capital Llc | Toledo | OH | 02/2021 | 12/2021 |
| Point 72 Asset Management, L.P. | New York City | NY | 06/2022 | 08/2022 |
| Full-Time Education | Mount Washington | KY | 04/2013 | 05/2019 |
| Appalaches Capital, Llc | Lexington | KY | 01/2023 | Present |
| Full-Time Education | Lexington | KY | 08/2019 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-01 |
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