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261 Hamilton Ave., Palo Alto, CA 94301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealthfront Brokerage Llc | Palo Alto | CA | 03/2023 | Present |
| Purple Sage Pools And Spas Llc | Flagstaff | AZ | 02/2022 | 03/2023 |
| Ryan Bishop , Sole Proprietor Of Pool Business | Flagstaff | AZ | 06/2020 | 03/2023 |
| Watertech Pool Service & Repair Inc. | Scottsdale | AZ | 03/2017 | 03/2023 |
| Kiona Ogle Lab Northern Arizona University | Flagstaff | AZ | 09/2016 | 03/2017 |
| Northern Arizona University | Flagstaff | AZ | 08/2014 | 12/2016 |
1. Purple Sage Pools and Spas LLC. Not investment related. 3665 Bannock Flagstaff, AZ 86005. Swimming pools and spa service and repair. Owner of the LLC. Owner/sole employee. 02/2022. I will be working Zero hours per month in this business. I devote No time to this business during securities training hours. I am reporting because it is an open LLC in the state of Arizona. It was my previous career and I don't plan on making any income from the LLC since I am no longer doing that for my career. 2. I have another OBA that is not a business, it a personal friend who has a garden at her house. It is not investment related. I mainly help her plant and pull weeds and don't have a title for the position. I started helping her 05/2020. I mainly help from late spring to early fall roughly 20 hours per month. With me current role I'll probably be working 0-20 hours per month. I devote no time to helping her during securities trading hours. I will be helping on the occasional free weekend. My duties are mainly to help plant and weed and organize the garden. It's mostly for fun but I do get some cash compensation or produce for the help.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-20 |
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