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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-07 |
Branch Locations
1 New York Plaza, New York, NY 10004 • United States
2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Purchase | NY | 06/2023 | Present |
| Ithaca College | Ithaca | NY | 08/2018 | 05/2022 |
| Stew Leonard's | Paramus | NJ | 11/2022 | 03/2023 |
| Lionheart Strategic Management | New York | NY | 06/2021 | 08/2021 |
| United Parcel Service | Saddle Brook | NJ | 05/2020 | 08/2020 |
| Our Lady Of Mount Carmel | Ridgewood | NJ | 07/2016 | 06/2018 |
| Park West Tavern | Ridgewood | NJ | 06/2020 | 08/2020 |
| N/A | N/A | XX | 03/2023 | 05/2023 |
| Summer Heatt Sports Llc | Midland Park | NJ | 07/2018 | 08/2019 |
| Ridgewood High School | Ridgewood | NJ | 09/2014 | 06/2018 |
| N/A | N/A | XX | 06/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-28 |
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