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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-19 |
Branch Locations
43 Richmond Hill Road, Staten Island, NY 10314 • United States
6975 Amboy Road, Staten Island, NY 10307 • United States
2253 North Avenue, Scotch Plains, NJ 07076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | New York | NY | 08/2000 | 04/2018 |
| J.P. Morgan Securities Llc | Staten Island | NY | 10/2012 | 04/2018 |
| Santander Bank, Na | Boston | MA | 05/2018 | Present |
| Santander Securities, Llc | Dorchester | MA | 05/2018 | 01/2023 |
| Santander Securities, Llc | Dorchester | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-01 |
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