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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-19
  • NY RA
    APPROVED
    Since 2021-03-19

Branch Locations

43 Richmond Hill Road, Staten Island, NY 10314 • United States

6975 Amboy Road, Staten Island, NY 10307 • United States

2253 North Avenue, Scotch Plains, NJ 07076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank New York NY 08/2000 04/2018
J.P. Morgan Securities Llc Staten Island NY 10/2012 04/2018
Santander Bank, Na Boston MA 05/2018 Present
Santander Securities, Llc Dorchester MA 05/2018 01/2023
Santander Securities, Llc Dorchester MA 01/2023 Present
Previous Registrations
  • 2012-10-01 → 2018-04-16
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
  • 2008-10-27 → 2012-10-01
    Chase Investment Services Corp.
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-23
S63 Uniform Securities Agent State Law Examination 2003-07-01
  • S65 Uniform Investment Adviser Law Examination
    2008-10-23
  • S63 Uniform Securities Agent State Law Examination
    2003-07-01

View on SEC IAPD

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