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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
CA RA APPROVED 2024-03-08
  • TX RA
    APPROVED
    Since 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-08

Branch Locations

1 Front Street, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc San Francisco CA 01/2023 Present
First Republic Securities Company, Llc San Francisco CA 03/2023 09/2023
Mount Diablo High School Concord CA 08/2016 08/2019
Nama Sushi Walnut Creek CA 11/2017 08/2021
Tastsu Walnut Creek Walnut Creek CA 11/2019 12/2020
Diablo Valley College Pleasant Hill CA 09/2019 06/2021
Uc Berkeley Berkeley CA 07/2021 12/2022
J.P. Morgan Securities Llc San Francisco CA 09/2023 Present
Jp Morgan Chase Bank, N.A. San Francisco CA 10/2023 Present
  • 01/2023 → Present
    First Republic Investment Management, Inc
    San Francisco, CA
  • 03/2023 → 09/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 08/2016 → 08/2019
    Mount Diablo High School
    Concord, CA
  • 11/2017 → 08/2021
    Nama Sushi
    Walnut Creek, CA
  • 11/2019 → 12/2020
    Tastsu Walnut Creek
    Walnut Creek, CA
  • 09/2019 → 06/2021
    Diablo Valley College
    Pleasant Hill, CA
  • 07/2021 → 12/2022
    Uc Berkeley
    Berkeley, CA
  • 09/2023 → Present
    San Francisco, CA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    San Francisco, CA
Previous Registrations
  • 2023-06-13 → 2025-03-21
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-12
  • S66 Uniform Combined State Law Examination
    2023-06-12
Other Names
  • Joseph Co

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