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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-08-05
  • MI RA
    APPROVED
    Since 2024-08-05

Branch Locations

950 Trade Centre Way Suite 120, Portage, MI 49002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Kalamazoo MI 04/2023 01/2024
Auto World Financial Kentwood MI 06/2014 07/2017
Unemployed Kalamazoo MI 07/2017 09/2017
United State Postal Service Kalamazoo MI 09/2017 06/2018
Kpep Kalamazoo MI 06/2018 12/2018
D&L Industrial Services Portage MI 12/2018 02/2019
Kalamazoo County Consolidated Dispatch Authority Kalamazoo MI 02/2019 08/2019
Unemployed Kalamazoo MI 08/2019 10/2019
Private Company Kalamazoo MI 10/2019 08/2020
Amerifirst Financial Corporation Kalamazoo MI 08/2020 02/2023
Manpower Kalamazoo MI 02/2023 04/2023
Oppenheimer & Co Inc Kalamazoo MI 01/2024 Present
  • 04/2023 → 01/2024
    Charles Schwab & Co., Inc.
    Kalamazoo, MI
  • 06/2014 → 07/2017
    Auto World Financial
    Kentwood, MI
  • 07/2017 → 09/2017
    Unemployed
    Kalamazoo, MI
  • 09/2017 → 06/2018
    United State Postal Service
    Kalamazoo, MI
  • 06/2018 → 12/2018
    Kpep
    Kalamazoo, MI
  • 12/2018 → 02/2019
    D&L Industrial Services
    Portage, MI
  • 02/2019 → 08/2019
    Kalamazoo County Consolidated Dispatch Authority
    Kalamazoo, MI
  • 08/2019 → 10/2019
    Unemployed
    Kalamazoo, MI
  • 10/2019 → 08/2020
    Private Company
    Kalamazoo, MI
  • 08/2020 → 02/2023
    Amerifirst Financial Corporation
    Kalamazoo, MI
  • 02/2023 → 04/2023
    Manpower
    Kalamazoo, MI
  • 01/2024 → Present
    Kalamazoo, MI
Other Businesses

MOTHER LOVE LLC. NOT INVESTMENT RELATED. LLC IS REGISTERED TO MY RESIDENCE. CRAFTING BUSINESS. SOLE PROPRIETOR/OWNER. 8 HOURS/WEEK-ONLY ON WEEKENDS. STARTED 8 HRS/WEEK 7/1/26.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-02
S63 Uniform Securities Agent State Law Examination 2023-08-14
  • S65 Uniform Investment Adviser Law Examination
    2024-08-02
  • S63 Uniform Securities Agent State Law Examination
    2023-08-14
Other Names
  • Lindsay Lyn Schmitt

View on SEC IAPD

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