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Caroline Zortman

Farther

Irving, TX

San Francisco, CA

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Current Employers
Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-20
  • TX RA
    APPROVED
    Since 2025-03-20

Branch Locations

400 E Las Colinas Blvd., Irving, TX 75039 • United States

345 California Street Suite 600, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Oaks PA 05/2022 03/2025
Bucknell University Lewisburg PA 08/2018 06/2022
Brebeuf Jesuit Preparatory School Indianapolis IN 08/2014 06/2018
Farther Finance Advisors Irving TX 03/2025 Present
  • 05/2022 → 03/2025
    Sei Investments
    Oaks, PA
  • 08/2018 → 06/2022
    Bucknell University
    Lewisburg, PA
  • 08/2014 → 06/2018
    Brebeuf Jesuit Preparatory School
    Indianapolis, IN
  • 03/2025 → Present
    Farther Finance Advisors
    Irving, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-15
  • S65 Uniform Investment Adviser Law Examination
    2024-11-15

View on SEC IAPD

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LPL FINANCIAL LLC
KESTRA ADVISORY SERVICES, LLC
STRATEGIC ADVISERS LLC

Other Investors

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MARK ANTHONY MILLER
GENE STEVEN GURLEY
HARRISON TATE BENEDICT
Andres I Polanco
Benjamin Hopper
Michael P Seibert
Justin Montanari

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · IRVING, TX
GIBRALTAR CAPITAL MANAGEMENT, INC. · IRVING, TX
EDWARD JONES · IRVING, TX
EDWARD JONES · IRVING, TX
J.P. MORGAN SECURITIES LLC · IRVING, TX
U.S. BANCORP ADVISORS, LLC · Irving, TX
LPL FINANCIAL LLC · IRVING, TX
KESTRA ADVISORY SERVICES, LLC · IRVING, TX

More in Irving, TX

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