David Anthony Rosato

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2010-09-27

FL RA
APPROVED

Since 2010-09-27

Branch Locations

4501 Tamiami Trl N Ste 418, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life	Milwaukee	WI	01/1999	Present
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	03/1999	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

01/1999 → Present

Northwestern Mutual Life

Milwaukee, WI
03/1999 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. CARE CLUB OF COLLIER COUNTY; NON-INVESTMENT RELATED; PRESIDENT OF BOARD OF DIRECTORS; GROUP DECISIONS IN BOARD MEETINGS AND SUB-COMMITTEES; 1-2 HRS/MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-09
S63	Uniform Securities Agent State Law Examination	2002-05-23

S66 Uniform Combined State Law Examination

2006-05-09
S63 Uniform Securities Agent State Law Examination

2002-05-23

Designations

View on SEC IAPD