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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-06-28 |
Branch Locations
5500 Frederica Road 1201, Saint Simons Island, GA 31522 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Larry's Giant Subs | Brunswick | GA | 06/2018 | 06/2019 |
| Georgia Southern University | Savannah | GA | 06/2019 | 05/2020 |
| Unemployed | Brunswick | GA | 04/2014 | 06/2018 |
| College Of Coastal Georgia | Brunswick | GA | 06/2020 | 12/2020 |
| University Of Georgia | Athens | GA | 01/2021 | 12/2023 |
| Gnat's Landing | St. Simons Island | GA | 05/2020 | 12/2020 |
| The Place | Athens | GA | 06/2021 | 03/2024 |
| Frederica Wealth Advisory | St. Simons Island | GA | 06/2023 | 08/2023 |
| Gnat's Landing | St. Simons Island | GA | 06/2021 | 08/2021 |
| Gnat's Landing | St. Simons Island | GA | 05/2022 | 07/2022 |
| Gnat's Landing | St. Simons Island | GA | 06/2023 | 07/2023 |
| Frederica Wealth Advisory | St. Simons Island | GA | 03/2024 | 04/2024 |
| Creekfire Rv Resort | Savannah | GA | 11/2019 | 03/2020 |
| Harris Teeter | St. Simons Island | GA | 04/2020 | 05/2020 |
| Olive Garden | Athens | GA | 02/2021 | 04/2021 |
| Kestra Investment Services, Llc | Saint Simons Island | GA | 04/2024 | Present |
| Kestra Advisory Services, Llc | Saint Simons Island | GA | 06/2024 | Present |
Bus Name: MUSIC INSTRUCTION POSITION: Music Clinician/Instructor NATURE: Music Instruction INVESTMENT RELATED: No, # OF HOURS: 60 SECURITIES TRADING HOURS: 45 START DATE: 07/15/2024 ADDRESS: 600 Abernathy Cir, Elberton GA 30605, United States DESCRIPTION: My duties consist of, but not limited to; facilitating individual music sectionals, helping to coordinate outside marching band activities, and to assist in morale boosting. I am obligated to arrive on time and hold music sectionals in a professional but goofy manner. Bus Name: FREDERICA WEALTH ADVISORY POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2024 ADDRESS: 5500 Frederica Rd, Ste 1205, St. Simons Island GA 31522, United States DESCRIPTION: Solicit advisory business. Provide assistance for owner of firm regarding programs such as eMoney, RedTail, etc. Help facilitate client meetings/communications. Bus Name: FREELANCE/OUTSIDE MUSICIAN POSITION: Outside/freelance Musician NATURE: Music INVESTMENT RELATED: No, # OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 03/26/2025 ADDRESS: 127 Satilla Sands Drive, Brunswick GA 31523, United States DESCRIPTION: As a freelance musician, my duties and obligations involve managing all aspects of my musical career. This includes staying on top of scheduling performances, rehearsals, and recording sessions, while ensuring timely delivery of music projects. I play both guitar and trombone, performing across a variety of genres and settings. I am responsible for maintaining and expanding my network of clients and collaborators, ensuring all work meets the client's expectations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-24 |
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