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16930 East Palisades Blvd. Suite 125, Fountain Hills, AZ 85268 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verity Asset Management | Durham | NC | 03/2023 | Present |
| Teacher's Pension Inc. | Rockingham | NC | 01/2022 | Present |
| Wsb & Associates, Inc. | Rockingham | NC | 01/2014 | Present |
1) WSB & Associates, Inc.; Not investment-related; Rockingham, NC; Insurance agency; CEO; Founder, agent; 01/2014; 50 hours per month; 40 during market hours; Running day to day operations including client interactions. 2) Providence MG, LLC; Not investment-related; 5356 Sherry Lane FL 20, Dallas TX 75225; Insurance Agency; Consultant; 04/14/2023; 30 hours per month including trading hours; Locating marketing talent, evaluating contracts with their carriers, locating new Insurance products to market.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-10 |
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