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Adam Hospodar

Rockefeller Financial LLC

Los Gatos, CA

Los Angeles, CA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-17
  • CA RA
    APPROVED
    Since 2026-06-17

Branch Locations

750 University Ave , Suite 240, Los Gatos, CA 95032 • United States

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
San Jose State University San Jose CA 07/2016 12/2018
Yao Interactive Fremont CA 09/2012 10/2018
Swit Technologies Inc San Jose CA 12/2018 11/2019
Better Mortgage Oakland CA 02/2020 03/2022
Point Digital Finance Palo Alto CA 04/2022 01/2023
Ubs Financial Services, Inc Palo Alto CA 04/2023 04/2026
Rockefeller Financial Llc Los Gatos CA 06/2026 Present
  • 07/2016 → 12/2018
    San Jose State University
    San Jose, CA
  • 09/2012 → 10/2018
    Yao Interactive
    Fremont, CA
  • 12/2018 → 11/2019
    Swit Technologies Inc
    San Jose, CA
  • 02/2020 → 03/2022
    Better Mortgage
    Oakland, CA
  • 04/2022 → 01/2023
    Point Digital Finance
    Palo Alto, CA
  • 04/2023 → 04/2026
    Ubs Financial Services, Inc
    Palo Alto, CA
  • 06/2026 → Present
    Rockefeller Financial Llc
    Los Gatos, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-03
  • S66 Uniform Combined State Law Examination
    2023-11-03

View on SEC IAPD

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INTEGRITY ALLIANCE, LLC.
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA

More in Los Gatos, CA

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