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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-22 |
| TX | RA | APPROVED_RES | 2019-01-02 |
Branch Locations
1250 Pittsford Victor Rd - Bldg 200 Suite 190, Pittsford, NY 14534-9500 • United States
5788 Widewaters Parkway, Dewitt, NY 13214 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co.,Inc | Fayetteville | NY | 05/2000 | Present |
| Charles Schwab Bank Ssb | Fayetteville | NY | 02/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-27 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-23 |
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