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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
TX RA APPROVED_RES 2019-01-02
  • NY RA
    APPROVED
    Since 2021-04-22
  • TX RA
    APPROVED_RES
    Since 2019-01-02

Branch Locations

1250 Pittsford Victor Rd - Bldg 200 Suite 190, Pittsford, NY 14534-9500 • United States

5788 Widewaters Parkway, Dewitt, NY 13214 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Fayetteville NY 05/2000 Present
Charles Schwab Bank Ssb Fayetteville NY 02/2005 Present
  • 05/2000 → Present
    Charles Schwab & Co.,Inc
    Fayetteville, NY
  • 02/2005 → Present
    Charles Schwab Bank Ssb
    Fayetteville, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-11-27
S65 Uniform Investment Adviser Law Examination 1999-11-23
  • S63 Uniform Securities Agent State Law Examination
    1999-11-27
  • S65 Uniform Investment Adviser Law Examination
    1999-11-23
Other Names
  • Greg Paul Murray
  • Gregory Paul Murray

View on SEC IAPD

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