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Mark Lauerman

Neuberger Berman Bd LLC

Chicago, IL

Chicago, IL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-30
  • IL RA
    APPROVED
    Since 2026-06-30

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Chicago IL 03/2023 Present
T. Rowe Price Chicago IL 02/2022 03/2023
L&G - Asset Management, America Chicago IL 03/2018 02/2022
National Futures Association Chicago IL 06/2015 03/2018
  • 03/2023 → Present
    Neuberger Berman
    Chicago, IL
  • 02/2022 → 03/2023
    T. Rowe Price
    Chicago, IL
  • 03/2018 → 02/2022
    L&G - Asset Management, America
    Chicago, IL
  • 06/2015 → 03/2018
    National Futures Association
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-29
  • S66 Uniform Combined State Law Examination
    2026-06-29

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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