Dave Ganesh Dookie

Current Employers

Wca Advisors, Llc

1221 Brickell Avenue Suite 900, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-07-18

FL RA
APPROVED

Since 2023-07-18

Branch Locations

Port Of Spain • Trinidad and Tobago

1221 Brickell Avenue Suite 900, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Citizens Bank Limited	Port Of Spain		12/2010	09/2017
Waterloo Capital Advisors Limited	Port Of Spain		10/2017	Present
Waterloo Capital Advisors, Llc	Miami	FL	09/2022	Present

12/2010 → 09/2017

First Citizens Bank Limited

Port Of Spain
10/2017 → Present

Waterloo Capital Advisors Limited

Port Of Spain
09/2022 → Present

Waterloo Capital Advisors, Llc

Miami, FL

Other Businesses

Registered as Registered Representative of a Broker-Dealer, Waterloo Capital Advisors Limited based in Trinidad and Tobago. I hold the position as Managing Director. The firm, Waterloo Capital Advisors Limited is registered as Broker-Dealer with the Trinidad and Tobago Securities and Exchange Commission (TTSEC).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-04-26

S65 Uniform Investment Adviser Law Examination

2023-04-26