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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohnward Bank And Trust | Marion | IA | 12/2020 | 02/2023 |
| Hall Lending Group | Cedar Rapids | IA | 06/2020 | 11/2020 |
| Sag Wagon Deli And Brew | Cedar Rapids | IA | 06/2020 | 11/2020 |
| Kerndt Brothers Savings Bank | Cedar Rapids | IA | 02/2018 | 05/2020 |
| Keystone Savings Bank | Center Point | IA | 11/2016 | 02/2018 |
| Nxt Bank | Central City | IA | 11/2014 | 11/2016 |
| Unemployed | Cedar Rapids | IA | 02/2023 | 04/2023 |
| Thrivent Investment Management Inc | Hiawatha | IA | 04/2023 | 12/2023 |
| Thrivent Financial | Appleton | WI | 06/2023 | 12/2023 |
| Nations Financial Group, Inc. | Independence | IA | 12/2023 | Present |
| Bankiowa | Independence | IA | 12/2023 | Present |
Hawkeye Fan Shop. 201 S. Clinton St. Iowa City IA 52240. Not Investment related. Nature of business is vendor during college sporting events. Position is Cashier. Start date: 02/15/2023. Number of hours: 2 per month, none during security trading hours. Duties are cash transactions, receipts, answer questions . // BankIowa. 230 First St. E, Independence, IA 50644. Is investment related. Nature of business: Banking and Investment related business. Position is Finacial Advisor. Started date 12/18/23. Spends approx 5 hrs per month on business, with 5 during security trading hours. Duties are to answer phones and attend employee meetings // Electrostatic Innovations. 95 Front St. Robins, IA 52328. Not investmetn related. Nature of business is Ecommerce Electronic and Accessory Retail. Position is assistant. Started 2/5/24. Spend approx/ 10 hours/month on business, with none during security ttrading hours. Duties include Assist with starting business, accounting, business filings, marketing and website maintenance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-04 |
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