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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-12-22
  • IA RA
    APPROVED
    Since 2023-12-22

Branch Locations

230 1St St. E, Independence, IA 50644 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohnward Bank And Trust Marion IA 12/2020 02/2023
Hall Lending Group Cedar Rapids IA 06/2020 11/2020
Sag Wagon Deli And Brew Cedar Rapids IA 06/2020 11/2020
Kerndt Brothers Savings Bank Cedar Rapids IA 02/2018 05/2020
Keystone Savings Bank Center Point IA 11/2016 02/2018
Nxt Bank Central City IA 11/2014 11/2016
Unemployed Cedar Rapids IA 02/2023 04/2023
Thrivent Investment Management Inc Hiawatha IA 04/2023 12/2023
Thrivent Financial Appleton WI 06/2023 12/2023
Nations Financial Group, Inc. Independence IA 12/2023 Present
Bankiowa Independence IA 12/2023 Present
  • 12/2020 → 02/2023
    Ohnward Bank And Trust
    Marion, IA
  • 06/2020 → 11/2020
    Hall Lending Group
    Cedar Rapids, IA
  • 06/2020 → 11/2020
    Sag Wagon Deli And Brew
    Cedar Rapids, IA
  • 02/2018 → 05/2020
    Kerndt Brothers Savings Bank
    Cedar Rapids, IA
  • 11/2016 → 02/2018
    Keystone Savings Bank
    Center Point, IA
  • 11/2014 → 11/2016
    Nxt Bank
    Central City, IA
  • 02/2023 → 04/2023
    Unemployed
    Cedar Rapids, IA
  • 04/2023 → 12/2023
    Hiawatha, IA
  • 06/2023 → 12/2023
    Thrivent Financial
    Appleton, WI
  • 12/2023 → Present
    Independence, IA
  • 12/2023 → Present
    Bankiowa
    Independence, IA
Previous Registrations
Other Businesses

Hawkeye Fan Shop. 201 S. Clinton St. Iowa City IA 52240. Not Investment related. Nature of business is vendor during college sporting events. Position is Cashier. Start date: 02/15/2023. Number of hours: 2 per month, none during security trading hours. Duties are cash transactions, receipts, answer questions . // BankIowa. 230 First St. E, Independence, IA 50644. Is investment related. Nature of business: Banking and Investment related business. Position is Finacial Advisor. Started date 12/18/23. Spends approx 5 hrs per month on business, with 5 during security trading hours. Duties are to answer phones and attend employee meetings // Electrostatic Innovations. 95 Front St. Robins, IA 52328. Not investmetn related. Nature of business is Ecommerce Electronic and Accessory Retail. Position is assistant. Started 2/5/24. Spend approx/ 10 hours/month on business, with none during security ttrading hours. Duties include Assist with starting business, accounting, business filings, marketing and website maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
  • S66 Uniform Combined State Law Examination
    2023-08-04

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