Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-06
  • MI RA
    APPROVED
    Since 2025-01-06

Branch Locations

Byron Center, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 03/2023 Present
Stacie Middleton Millington MI 03/2013 Present
Homemaker Byron Center MI 05/2014 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
  • 03/2023 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2013 → Present
    Stacie Middleton
    Millington, MI
  • 05/2014 → Present
    Homemaker
    Byron Center, MI
  • 01/2025 → Present
    Schaumburg, IL
Other Businesses

1) STACIE MIDDLETON; MILLINGTON, MI; NON-INVESTMENT RELATED; FIDUCIARY FOR FAMILY MEMBERS; POA/EXECUTOR TO ESTATE; SINCE 03/2013; 1 HR/MO 2) NAME OF OTHER BUSINESS: MARSHALL ACTIVE PARENTS AND STUDENTS (MAPS); INVESTMENT RELATED: NO; ADDRESS: 1756 64TH ST SW BYRON CENTER, MI 49315; NATURE OF BUSINESS: PARENT ASSOCIATION; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: TRACK FUNDS RAISED AND FUNDS USED FOR EVENTS; 3) NAME OF OTHER BUSINESS: ARLINGTON PARK HOME OWNERS ASSOCIATION (HOA); INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TRACK HOA DUES AND FUNDS USED FOR EXPENSE, CREATE AND MAINTAIN ANNUAL BUDGET, CHECKWRITING; 4) NAME OF OTHER BUSINESS: AYSO UNITED SOCCER CLUB TEAM MANAGER; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SOCCER CLUB; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: TEAM MANAGER; APX NUMBER OF HOURS PER WEEK: 1.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COORDINATING ACTIVITIES AND MEETINGS WITH TEAM PARENTS; 5) NAME OF OTHER BUSINESS: RMR LAKE LIFE LLC; INVESTMENT RELATED: NO; ADDRESS: 6205 WEST LAKE RD, TWIN LAKE, MI 49457; NATURE OF BUSINESS: VACATION PROPERTY; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAINTENANCE OF VACATION HOME FOR FAMILY; 6. NAME OF OTHER BUSINESS: PARENTS AT WEST (PAW); INVESTMENT RELATED: NO; ADDRESS: 8654 HOMERICH AVE SW, BYRON CENTER, MI 49315; NATURE OF BUSINESS: BOARD; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TRACK FUNDS RAISED AS WELL AS FUNDS USED FOR SCHOOL EVENTS. ALL RECEIPT AND USE OF FUNDS IS TRACKED BY THE TREASURER BUT APPROVED BY THE PRESIDENT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-20
S63 Uniform Securities Agent State Law Examination 2023-04-28
  • S65 Uniform Investment Adviser Law Examination
    2024-11-20
  • S63 Uniform Securities Agent State Law Examination
    2023-04-28
Other Names
  • Stacie Marie Rohde

View on SEC IAPD

More in Byron Center, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor