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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-05-11
  • IN RA
    APPROVED
    Since 2026-05-11

Branch Locations

Indianapolis, IN • United States

12711 N. Meridian Street, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D. Eric Neff P.C. Crown Point IN 08/2019 Present
D. Eric Neff P.C. Crown Point IN 05/2019 Present
Charles Schwab Co., Inc. Indianapolis IN 04/2023 10/2023
Prudential Advisors/ Pruco Securities Llc Indianapolis IN 10/2023 04/2024
Westpoint Fin. Group/Mml Investors Svcs, Llc/Massmutual Life Ins Indianapolis IN 08/2024 10/2024
Valparaiso University Valparaiso IN 08/2018 05/2022
Bank Of America, N.A./Merrill Lynch, Pierce, Fenner & Smith Inc. Indianapolis IN 10/2024 04/2026
Capital Group / Capital Client Group, Inc. Indianapolis IN 04/2026 Present
Deep River Water Park Crown Point IN 12/2016 01/2017
Spirit Halloween Crown Point IN 10/2017 10/2017
Crown Point High School Crown Point IN 08/2014 05/2018
  • 08/2019 → Present
    D. Eric Neff P.C.
    Crown Point, IN
  • 05/2019 → Present
    D. Eric Neff P.C.
    Crown Point, IN
  • 04/2023 → 10/2023
    Charles Schwab Co., Inc.
    Indianapolis, IN
  • 10/2023 → 04/2024
    Prudential Advisors/ Pruco Securities Llc
    Indianapolis, IN
  • 08/2024 → 10/2024
    Westpoint Fin. Group/Mml Investors Svcs, Llc/Massmutual Life Ins
    Indianapolis, IN
  • 08/2018 → 05/2022
    Valparaiso University
    Valparaiso, IN
  • 10/2024 → 04/2026
    Bank Of America, N.A./Merrill Lynch, Pierce, Fenner & Smith Inc.
    Indianapolis, IN
  • 04/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Indianapolis, IN
  • 12/2016 → 01/2017
    Deep River Water Park
    Crown Point, IN
  • 10/2017 → 10/2017
    Spirit Halloween
    Crown Point, IN
  • 08/2014 → 05/2018
    Crown Point High School
    Crown Point, IN
Previous Registrations
Other Businesses

D. ERIC NEFF P.C. POSITION: Marketing Specialist NATURE: Attorney Law Office INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: Crown Point IN 46307, United States DESCRIPTION: I am a marketing specialist at my father's law firm; I work part time remotely on weekends. Duties include Maintaining website Running Social Media pages

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-19
  • S66 Uniform Combined State Law Examination
    2024-03-19
Other Names
  • Josh Neff
  • Joshua Eric Neff
  • Joshua Eric Neff

View on SEC IAPD

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