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Tyler Wesley Roach

Ubs Financial Services Inc.

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-27
NC RA APPROVED 2024-09-21
  • NJ RA
    APPROVED
    Since 2025-08-27
  • NC RA
    APPROVED
    Since 2024-09-21

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Charlotte NC 07/2024 Present
Tufts University Medford MA 09/2020 05/2024
Unemployed Lawrenceville GA 01/2014 09/2020
  • 07/2024 → Present
    Ubs Financial Services Inc
    Charlotte, NC
  • 09/2020 → 05/2024
    Tufts University
    Medford, MA
  • 01/2014 → 09/2020
    Unemployed
    Lawrenceville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-20
  • S66 Uniform Combined State Law Examination
    2024-09-20
Other Names
  • Tyler W Roach

View on SEC IAPD

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