James Cornwall Norman

Current Employers

Rigby Watts Investment Advisors

3179 S. Highland Drive Suite 201, Salt Lake City, UT 84106 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2023-06-20

UT RA
APPROVED

Since 2023-06-20

Branch Locations

American Fork, UT • United States

3179 S. Highland Drive Suite 201, Salt Lake City, UT 84106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legacy Auto Sales	Lindon	UT	07/2017	Present
Ken Garff Automotive	Salt Lake City	UT	10/2012	07/2017

07/2017 → Present

Legacy Auto Sales

Lindon, UT
10/2012 → 07/2017

Ken Garff Automotive

Salt Lake City, UT

Other Businesses

Legacy Auto Sales LLC. 565 N. State Street Lindon, UT. 84042 Non-Investment Related Co-owner and co-manager 07/2017 start date 10 hrs a week, 1hr per day during trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-16

S65 Uniform Investment Adviser Law Examination

2023-06-16