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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-12
  • IL RA
    APPROVED
    Since 2024-03-12

Branch Locations

Mount Prospect, IL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Technical Source Palatine IL 07/2015 04/2019
Paylocity Inc. Schaumburg IL 04/2019 10/2019
Northern Trust Bank Chicago IL 12/2019 10/2022
Northern Trust Bank Chicago IL 10/2022 03/2023
Northern Trust Securities, Inc. Chicago IL 03/2023 Present
  • 07/2015 → 04/2019
    Technical Source
    Palatine, IL
  • 04/2019 → 10/2019
    Paylocity Inc.
    Schaumburg, IL
  • 12/2019 → 10/2022
    Northern Trust Bank
    Chicago, IL
  • 10/2022 → 03/2023
    Northern Trust Bank
    Chicago, IL
  • 03/2023 → Present
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2024-03-08

View on SEC IAPD

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