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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-26
  • CA RA
    APPROVED
    Since 2024-11-26

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Postal San Luis Obispo CA 01/2023 03/2023
Teaspoon Davis CA 08/2020 11/2022
Los Angeles County Office Of Education Sacramento CA 08/2020 09/2022
Mindbody San Luis Obispo CA 05/2019 09/2019
University Of California, Davis Davis CA 09/2018 06/2022
Ann Sobrato High School Morgan Hill CA 08/2014 09/2018
Ubs Financial Services Los Angeles CA 03/2023 Present
  • 01/2023 → 03/2023
    Postal
    San Luis Obispo, CA
  • 08/2020 → 11/2022
    Teaspoon
    Davis, CA
  • 08/2020 → 09/2022
    Los Angeles County Office Of Education
    Sacramento, CA
  • 05/2019 → 09/2019
    Mindbody
    San Luis Obispo, CA
  • 09/2018 → 06/2022
    University Of California, Davis
    Davis, CA
  • 08/2014 → 09/2018
    Ann Sobrato High School
    Morgan Hill, CA
  • 03/2023 → Present
    Ubs Financial Services
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-26
  • S66 Uniform Combined State Law Examination
    2024-11-26

View on SEC IAPD

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