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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-01-21 |
| TX | RA | APPROVED | 2025-06-25 |
| WA | RA | APPROVED | 2025-06-25 |
Branch Locations
655 W Columbia Way Suite 404, Vancouver, WA 98660-3613 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umpqua Bank | Vancouver | WA | 12/2016 | 02/2023 |
| Ross Dress For Less | Vancouver | WA | 07/2015 | 12/2016 |
| Fidelity Invesments | Vancouver | WA | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-12 |
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