Tyler Scott King

Current Employers

Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-12

CA RA
APPROVED

Since 2023-06-12

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

100 - 2631 28Th Avenue, Regina, Saskatchewan S4S 6X3 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	From	To
Raymond James Limited	Regina, Saskatchewan	05/2021	Present
Full-Time Student	Pilot Butte	09/2016	05/2021
Unemployed	Pilot Butte	09/2011	09/2016
Raymond James (Usa) Ltd.	Regina, Saskatchewan	05/2023	Present

05/2021 → Present

Raymond James Limited

Regina, Saskatchewan
09/2016 → 05/2021

Full-Time Student

Pilot Butte
09/2011 → 09/2016

Unemployed

Pilot Butte
05/2023 → Present

Raymond James (Usa) Ltd.

Regina, Saskatchewan

Other Businesses

1)RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. TYLER KING IS LOCATED AT #202-2631 28th AVENUE, REGINA, SASKATCHEWAN, S4S 6X3 AND HAS BEEN EMPLOYED SINCE MAY 25, 2021. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "ASSOCIATE FINANCIAL ADVISOR". HE DEVOTES 150+ HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. AS AN ASSOCIATE FINANCIAL ADVISOR, TYLER KING DEALS WITH RETAIL CLIENTS AND TRADES, OR ADVISES ON TRADES, IN SECURITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-12

S65 Uniform Investment Adviser Law Examination

2023-06-12