Nicholas R Pepitone

Td Private Client Wealth LLC

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Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-09-08
FL	RA	APPROVED	2025-03-13
VT	RA	APPROVED	2024-09-06
CT	RA	APPROVED	2023-07-07
NJ	RA	APPROVED	2023-04-05
NY	RA	APPROVED	2023-04-04

GA RA
APPROVED

Since 2025-09-08
FL RA
APPROVED

Since 2025-03-13
VT RA
APPROVED

Since 2024-09-06
CT RA
APPROVED

Since 2023-07-07
NJ RA
APPROVED

Since 2023-04-05
NY RA
APPROVED

Since 2023-04-04

Branch Locations

324 So. Service Road, Melville, NY 11747 • United States

2195 Flatbush Avenue, Brooklyn, NY 11234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Bank N.A.	Brooklyn	NY	03/2023	Present
Td Bank, N.A.	Staten Island	NY	04/2019	03/2023
Unemployed	Staten Island	NY	01/2019	04/2019
Dominick's Bakery Cafe	Staten Island	NY	01/2016	01/2019
Td Private Client Wealth Llc	Brooklyn	NY	03/2023	Present

03/2023 → Present

Td Bank N.A.

Brooklyn, NY
04/2019 → 03/2023

Td Bank, N.A.

Staten Island, NY
01/2019 → 04/2019

Unemployed

Staten Island, NY
01/2016 → 01/2019

Dominick's Bakery Cafe

Staten Island, NY
03/2023 → Present

Td Private Client Wealth Llc

Brooklyn, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-10-24
S65	Uniform Investment Adviser Law Examination	2023-04-04

S63 Uniform Securities Agent State Law Examination

2025-10-24
S65 Uniform Investment Adviser Law Examination

2023-04-04

View on SEC IAPD

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