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Paul Moynihan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2009-03-11
CT RA APPROVED 2009-02-11
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2009-03-11
  • CT RA
    APPROVED
    Since 2009-02-11

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New York City NY 07/2008 Present
  • 07/2008 → Present
    Merrill Lynch
    New York City, NY
Previous Registrations
  • 2005-10-21 → 2006-02-02
    Morgan Stanley Dw Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-09
S63 Uniform Securities Agent State Law Examination 1999-03-31
  • S65 Uniform Investment Adviser Law Examination
    2009-02-09
  • S63 Uniform Securities Agent State Law Examination
    1999-03-31
Other Names
  • Paul Michael Moynihan
  • Paul Moynihan
  • Paul Michael Moynihan

View on SEC IAPD

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