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Xing Liu

J.P. Morgan Securities LLC

San Francisco, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-23
NY RA APPROVED 2023-03-23
TX RA APPROVED 2023-03-23
  • CA RA
    APPROVED
    Since 2023-03-23
  • NY RA
    APPROVED
    Since 2023-03-23
  • TX RA
    APPROVED
    Since 2023-03-23

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 03/2023 Present
Jpmorgan Securities Llc New York NY 03/2023 Present
Jpmcb (China) Co Ltd Shanghai 10/2020 02/2023
Zhong Ou Asset Management Shanghai 04/2017 09/2020
Bnp Paribas Shanghai 05/2015 04/2017
  • 03/2023 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 03/2023 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 10/2020 → 02/2023
    Jpmcb (China) Co Ltd
    Shanghai
  • 04/2017 → 09/2020
    Zhong Ou Asset Management
    Shanghai
  • 05/2015 → 04/2017
    Bnp Paribas
    Shanghai
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10
Other Names
  • Claire Liu

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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