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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-03-03 |
| MN | RA | APPROVED | 2023-07-17 |
Branch Locations
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
2950 Metro Dr Ste 210, Bloomington, MN 55425 • United States
Lone Rock, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services | Fort Worth | TX | 03/2023 | 06/2023 |
| Catholic Diocese Of Madison Foundation, Inc. | Madison | WI | 01/2020 | 12/2022 |
| Mission Command Training Program, United States Army | Fort Leavenworth | KS | 07/2016 | 01/2020 |
| Unemployed | Lone Rock | WI | 01/2023 | 03/2023 |
| St Wendelin's Croft Farm | Lone Rock | WI | 12/2020 | Present |
| First Command Brokerage Services | Fort Worth | TX | 06/2023 | Present |
| First Command Advisory Services | Fort Worth | TX | 06/2023 | Present |
| First Command Insurance Services | Fort Worth | TX | 06/2023 | Present |
(1) Name of the other business: Saint Wendelin's Croft ; Whether the business is investment-related: No ; Address of the other business: S10448 Strang Hollow Rd Lone Rock, WI 53556 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner/Livestock Farmer ; The start date of your relationship: 5/11/2020 ; The approximate number of hours/month you devote to the other business: 11 to 20 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Animal management, livestock sales (2) Name of the other business: S Klaas FInancial LLC Whether the business is investment-related: No Address of the other business: S10448 Strang Hollow Rd, Lone Rock, WI, 53556 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Mar 16, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Use for First Command IC Business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-06 |
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