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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-03-03
MN RA APPROVED 2023-07-17
  • WI RA
    APPROVED
    Since 2025-03-03
  • MN RA
    APPROVED
    Since 2023-07-17

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

2950 Metro Dr Ste 210, Bloomington, MN 55425 • United States

Lone Rock, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 03/2023 06/2023
Catholic Diocese Of Madison Foundation, Inc. Madison WI 01/2020 12/2022
Mission Command Training Program, United States Army Fort Leavenworth KS 07/2016 01/2020
Unemployed Lone Rock WI 01/2023 03/2023
St Wendelin's Croft Farm Lone Rock WI 12/2020 Present
First Command Brokerage Services Fort Worth TX 06/2023 Present
First Command Advisory Services Fort Worth TX 06/2023 Present
First Command Insurance Services Fort Worth TX 06/2023 Present
  • 03/2023 → 06/2023
    First Command Brokerage Services
    Fort Worth, TX
  • 01/2020 → 12/2022
    Catholic Diocese Of Madison Foundation, Inc.
    Madison, WI
  • 07/2016 → 01/2020
    Mission Command Training Program, United States Army
    Fort Leavenworth, KS
  • 01/2023 → 03/2023
    Unemployed
    Lone Rock, WI
  • 12/2020 → Present
    St Wendelin's Croft Farm
    Lone Rock, WI
  • 06/2023 → Present
    First Command Brokerage Services
    Fort Worth, TX
  • 06/2023 → Present
    Fort Worth, TX
  • 06/2023 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Saint Wendelin's Croft ; Whether the business is investment-related: No ; Address of the other business: S10448 Strang Hollow Rd Lone Rock, WI 53556 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner/Livestock Farmer ; The start date of your relationship: 5/11/2020 ; The approximate number of hours/month you devote to the other business: 11 to 20 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Animal management, livestock sales (2) Name of the other business: S Klaas FInancial LLC Whether the business is investment-related: No Address of the other business: S10448 Strang Hollow Rd, Lone Rock, WI, 53556 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Mar 16, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Use for First Command IC Business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-06
  • S66 Uniform Combined State Law Examination
    2023-06-06

View on SEC IAPD

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