Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-26
  • NJ RA
    APPROVED
    Since 2026-05-26

Branch Locations

3257 Route 9 Ste 1, Saratoga Sprgs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advantagexpo Cohoes NY 07/2024 11/2025
Nye Street Partners Saratoga Springs NY 07/2023 05/2024
Equitable Advisors Clifton Park NY 12/2022 06/2023
State University Of New York At Oneonta Oneonta NY 09/2019 12/2022
Town Of Greenfield Parks And Recreation Greenfield Center NY 06/2019 09/2021
Mrs Londons Bakery Saratoga Springs NY 06/2016 01/2019
Unemployed Na NY 12/2025 02/2026
Maxs Lawns And Maxs Mutts Middle Grove NY 01/2008 06/2019
Joseph Anderson Saratoga Springs NY 03/2026 05/2026
Apex Capital Llc Queensbury NY 10/2021 12/2022
Goldman Sachs Cohoes NY 02/2025 04/2026
Saratoga Hospitality And Bakery Llc Saratoga Springs NY 06/2016 04/2019
Joseph Anderson Saratoga Spgs NY 05/2026 Present
Northwestern Mutual Investment Services Llc Saratoga Spgs NY 05/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2026 Present
  • 07/2024 → 11/2025
    Advantagexpo
    Cohoes, NY
  • 07/2023 → 05/2024
    Nye Street Partners
    Saratoga Springs, NY
  • 12/2022 → 06/2023
    Equitable Advisors
    Clifton Park, NY
  • 09/2019 → 12/2022
    State University Of New York At Oneonta
    Oneonta, NY
  • 06/2019 → 09/2021
    Town Of Greenfield Parks And Recreation
    Greenfield Center, NY
  • 06/2016 → 01/2019
    Mrs Londons Bakery
    Saratoga Springs, NY
  • 12/2025 → 02/2026
    Unemployed
    Na, NY
  • 01/2008 → 06/2019
    Maxs Lawns And Maxs Mutts
    Middle Grove, NY
  • 03/2026 → 05/2026
    Joseph Anderson
    Saratoga Springs, NY
  • 10/2021 → 12/2022
    Apex Capital Llc
    Queensbury, NY
  • 02/2025 → 04/2026
    Goldman Sachs
    Cohoes, NY
  • 06/2016 → 04/2019
    Saratoga Hospitality And Bakery Llc
    Saratoga Springs , NY
  • 05/2026 → Present
    Joseph Anderson
    Saratoga Spgs, NY
  • 05/2026 → Present
    Saratoga Spgs, NY
  • 08/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-24
  • S66 Uniform Combined State Law Examination
    2023-04-24
Other Names
  • Maxwell Sewell
  • Maxwell Taylor Sewell
  • Max Sewell

View on SEC IAPD

More in Saratoga Sprgs, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor