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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-05-26 |
Branch Locations
3257 Route 9 Ste 1, Saratoga Sprgs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advantagexpo | Cohoes | NY | 07/2024 | 11/2025 |
| Nye Street Partners | Saratoga Springs | NY | 07/2023 | 05/2024 |
| Equitable Advisors | Clifton Park | NY | 12/2022 | 06/2023 |
| State University Of New York At Oneonta | Oneonta | NY | 09/2019 | 12/2022 |
| Town Of Greenfield Parks And Recreation | Greenfield Center | NY | 06/2019 | 09/2021 |
| Mrs Londons Bakery | Saratoga Springs | NY | 06/2016 | 01/2019 |
| Unemployed | Na | NY | 12/2025 | 02/2026 |
| Maxs Lawns And Maxs Mutts | Middle Grove | NY | 01/2008 | 06/2019 |
| Joseph Anderson | Saratoga Springs | NY | 03/2026 | 05/2026 |
| Apex Capital Llc | Queensbury | NY | 10/2021 | 12/2022 |
| Goldman Sachs | Cohoes | NY | 02/2025 | 04/2026 |
| Saratoga Hospitality And Bakery Llc | Saratoga Springs | NY | 06/2016 | 04/2019 |
| Joseph Anderson | Saratoga Spgs | NY | 05/2026 | Present |
| Northwestern Mutual Investment Services Llc | Saratoga Spgs | NY | 05/2026 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-24 |
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