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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-31
IL RA APPROVED 2023-05-30
  • TX RA
    APPROVED
    Since 2023-05-31
  • IL RA
    APPROVED
    Since 2023-05-30

Branch Locations

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2023 Present
Two Guys Construction Chicago IL 06/2022 02/2023
Tanaka Ramen Chicago IL 05/2021 06/2022
Hilton Garden Inn And Grill Des Plaines IL 07/2018 03/2020
Camp Edwards Ymca East Troy WI 06/2017 08/2017
Schaff International Lake Zurich IL 10/2015 05/2017
Break In Employment/Unemployed Barrington IL 03/2020 05/2021
Illinois State University Bloomington-Normal IL 08/2017 07/2018
William Rainey Harper College Palatine IL 08/2015 05/2021
Bank Of America, N.A. Rolling Meadows IL 12/2024 Present
  • 02/2023 → Present
    Rolling Meadows, IL
  • 06/2022 → 02/2023
    Two Guys Construction
    Chicago, IL
  • 05/2021 → 06/2022
    Tanaka Ramen
    Chicago, IL
  • 07/2018 → 03/2020
    Hilton Garden Inn And Grill
    Des Plaines, IL
  • 06/2017 → 08/2017
    Camp Edwards Ymca
    East Troy, WI
  • 10/2015 → 05/2017
    Schaff International
    Lake Zurich, IL
  • 03/2020 → 05/2021
    Break In Employment/Unemployed
    Barrington, IL
  • 08/2017 → 07/2018
    Illinois State University
    Bloomington-Normal, IL
  • 08/2015 → 05/2021
    William Rainey Harper College
    Palatine, IL
  • 12/2024 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-26
  • S66 Uniform Combined State Law Examination
    2023-05-26

View on SEC IAPD

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