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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-13
CT RA APPROVED 2023-05-25
  • TX RA
    APPROVED
    Since 2023-07-13
  • CT RA
    APPROVED
    Since 2023-05-25

Branch Locations

100 Federal St, Boston, MA 02110 • United States

One Bryant Park Division - Northeast, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orleans MA 02/2023 Present
The Cape Cod Five Cents Savings Bank Hyannis MA 09/2020 02/2023
Cape Fish And Lobster Hyannis MA 03/2012 09/2020
Bank Of America, N.A. Orleans MA 03/2023 Present
  • 02/2023 → Present
    Orleans, MA
  • 09/2020 → 02/2023
    The Cape Cod Five Cents Savings Bank
    Hyannis, MA
  • 03/2012 → 09/2020
    Cape Fish And Lobster
    Hyannis, MA
  • 03/2023 → Present
    Bank Of America, N.A.
    Orleans, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-24
  • S66 Uniform Combined State Law Examination
    2023-05-24
Other Names
  • Connor Bailey Rainville

View on SEC IAPD

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