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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-12-09
  • DE RA
    APPROVED
    Since 2025-12-09

Branch Locations

Georgetown, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty, Inc Gaithersburg MD 08/2020 05/2025
World Relief Corporation Baltimore MD 07/2014 08/2020
Bankers Life Securities, Inc Gaithersburg MD 04/2023 05/2025
Bankers Life Advisory Services, Inc Gaithersburg MD 04/2024 05/2025
Principal Life Insurance Company Georgetown DE 05/2025 Present
Principal Securities, Inc. Georgetown DE 05/2025 Present
Allen Insurance Group Wilmington DE 05/2026 Present
  • 08/2020 → 05/2025
    Bankers Life & Casualty, Inc
    Gaithersburg, MD
  • 07/2014 → 08/2020
    World Relief Corporation
    Baltimore, MD
  • 04/2023 → 05/2025
    Bankers Life Securities, Inc
    Gaithersburg, MD
  • 04/2024 → 05/2025
    Gaithersburg, MD
  • 05/2025 → Present
    Principal Life Insurance Company
    Georgetown, DE
  • 05/2025 → Present
    Georgetown, DE
  • 05/2026 → Present
    Allen Insurance Group
    Wilmington, DE
Previous Registrations
Other Businesses

**MEDICARE AND OTHER OUTSIDE INSURANCE POSITION: Insurance Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 07/26/2025 ADDRESS: 113 Gillespie Ave, Middletown DE 19709, United States DESCRIPTION: I will be providing group and individual products and services related to Medicare Advantage, Medicare Supplements, Prescription Drug Plans, Health and Medical Insurance, Dental, Vision, Critical Illness, Hospital Indemnity Plans, Long-Term Care, Short-Term Care, Life Insurance, Disability, and Annuities. **HGP SOLUTIONS LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/26/2022 ADDRESS: 6927 Kellys Store Rd, Thurmont MD 21788, United States DESCRIPTION: HGP Solutions LLC formed in 2022 for the purpose of pursuing government procurement contracts. The venture has been dormant since December, 2023 and is pending dissolution. **ALLEN INSURANCE GROUP (DBA) POSITION: Employee Benefits Specialist NATURE: Employee Benefits and Fixed Insurance through various carriers. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2026 ADDRESS: 410 Delaware Ave, Wilmington DE 19801, United States DESCRIPTION: Writing fixed insurance through various carriers and employee benefits.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-24
  • S66 Uniform Combined State Law Examination
    2024-04-24

View on SEC IAPD

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