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Sparks Glencoe, MD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2023 | 09/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2023 | 09/2024 |
| Athlon Wealth Advisors | Columbia | MD | 09/2022 | 09/2024 |
| Sheppard Pratt | Baltimore | MD | 01/2022 | 09/2022 |
| Towne Park | Salt Lake City | UT | 01/2021 | 08/2021 |
| Vendi Medical | Salt Lake City | UT | 07/2020 | 01/2021 |
| Earth Wood & Fire | Baltimore | MD | 01/2020 | 05/2020 |
| Greenfields Nursery | Baltimore | MD | 05/2019 | 05/2020 |
| Ace Parking | College Park | MD | 09/2018 | 12/2018 |
| Drd Pools | Baltimore | MD | 04/2015 | 08/2017 |
| The Copper Onion | Salt Lake City | UT | 01/2021 | 08/2021 |
| Conservation Corp | Clark Fork | ID | 05/2022 | 07/2022 |
| Meadowbrook Swim Club | Baltimore | MD | 09/2016 | 03/2017 |
| The Stuffed Turtle | College Park | MD | 10/2017 | 05/2018 |
| Atwaters | Baltimore | MD | 05/2018 | 09/2018 |
| Bbsi Staffing | Salt Lake City | UT | 01/2021 | 04/2021 |
| Xponential Fitness | New York | NY | 06/2023 | 11/2023 |
| Towson High School | Towson | MD | 09/2014 | 05/2017 |
| Unemployed | Baltimore | MD | 11/2015 | 09/2016 |
| Unemployed | Baltimore | MD | 01/2019 | 05/2019 |
| Towson University | Baltimore | MD | 08/2021 | 05/2022 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 09/2024 | 02/2025 |
| Kingsdene Nurseries | Monkton | MD | 04/2025 | 05/2025 |
| Self-Employed | Sparks Glencoe | MD | 05/2025 | 08/2025 |
| Dyer Private Wealth Management & Financial Consults Group, Llc | Sparks Glencoe | MD | 05/2025 | Present |
| Nca, Inc. | Baltimore | MD | 07/2025 | 08/2025 |
| Self Employed | Baltimore | MD | 03/2026 | Present |
| Self Employed | Baltimore | MD | 07/2026 | Present |
Business name: Self-employed. Non-Investment-related. Business address: 4 Windmill Chase, STE E, Sparks Glencoe, MD 21152. Nature of Business: Landscape Management Position: Landscape Manager Start Date: 03/2026 Total hours range from approximately 0-80/hrs a month depending on season with no hours devoted to this business during securities trading hours. Duties: Providing members of the community with landscape management services that include softscape and hardscape maintenance and modification. Business name: Self-employed. Investment-Related. Business Address: 4 Windmill Chase, Apt E, Sparks Glencoe, MD 21152. Nature of Business: Insurance Sales. Position: Owner and Insurance Agent. Start Date: 07/2026. Total of approximately 40hrs/mo devoted to this business, with approximately 10hrs/mo during securities trading hours. Duties: Licensed to sell insurance products under the Life, Health, Accident & Sickness Producer Line of Authority.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-14 |
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