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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delta Community Credit Union | Vinings | GA | 01/2022 | 02/2023 |
| Delta Community Credit Union | Atlanta | GA | 02/2023 | Present |
| Lpl Financial Llc | Atlanta | GA | 09/2023 | Present |
| The Solid Floor Llc | Kennesaw | GA | 10/2021 | Present |
| Self-Employed | Kennesaw | GA | 06/2021 | 10/2021 |
| Unemployed | Kennesaw | GA | 03/2021 | 06/2021 |
| Rosen, Sokol & Clements Immigration Law Group | Roswell | GA | 07/2019 | 03/2021 |
| New Acquisitions | Atlanta | GA | 05/2018 | 07/2018 |
| Quiktrip | Acworth | GA | 07/2015 | 09/2019 |
1) 09/14/2023 - Notary - State of GA - Inv Rel - Start: 09/2020 2) 09/14/2023 - The Solid Floor LLC - BUSINESS OWNER - Non-Inv Rel - Kennesaw, GA - Start: 10/2021 - 4 Hr/Mth 3) 09/20/2023 - Delta Community Retirement And Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-28 |
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