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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-19 |
Branch Locations
Unit 1 - 595 Parkside Drive, Waterloo, Ontario N2L 0C7 • Canada
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
St. Jacobs, Ontario • Canada
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Limited | Toronto | 12/2022 | Present | |
| Raymond James Financial Planning | Toronto | 12/2022 | Present | |
| Cibc World Markets Inc./Marches Mondiaux Cibc Inc. | Toronto | 05/2003 | 12/2022 | |
| Raymond James (Usa) Limited | Toronto | 03/2023 | Present |
1. RAYMOND JAMES LTD. ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. DAVID COX IS LOCATED AT 595 PARKSIDE DRIVE, UNIT 1, WATERLOO, ON N2L 0C7 AND HAS BEEN EMPLOYED SINCE 2022/12/02. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "PORTFOLIO MANAGER". HE DEVOTES 40 HOURS A WEEK TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. 2. RAYMOND JAMES FINANCIAL PLANNING LTD. ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. DAVID COX IS LOCATED AT 595 PARKSIDE DRIVE, UNIT 1, WATERLOO, ON N2L 0C7 AND HAS BEEN LICENSED WITH RJFP SINCE 2022/12/02. HE IS A FULL-TIME EMPLOYEE/AGENT. HE DEVOTES 15 HOURS A WEEK TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING.
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