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Caroline Elise Littrell

Morgan Stanley

Charlotte, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-03
NC RA APPROVED 2022-06-02
  • TX RA
    APPROVED
    Since 2022-10-03
  • NC RA
    APPROVED
    Since 2022-06-02

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2021 03/2022
Frederick Mutual Insurance Frederick MD 05/2020 08/2020
The Main Cup Middletown MD 06/2015 01/2020
Woodsboro Bank Woodsboro MD 05/2019 08/2019
Morgan Stanley Frederick MD 05/2018 07/2018
University Of South Carolina Columbia SC 08/2017 05/2021
Middletown High School Middletown MD 08/2013 06/2017
Morgan Stanley Smith Barney Llc Charlotte NC 04/2022 Present
Morgan Stanley Private Bank, N.A. New York NY 05/2022 Present
  • 06/2021 → 03/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2020 → 08/2020
    Frederick Mutual Insurance
    Frederick, MD
  • 06/2015 → 01/2020
    The Main Cup
    Middletown, MD
  • 05/2019 → 08/2019
    Woodsboro Bank
    Woodsboro, MD
  • 05/2018 → 07/2018
    Morgan Stanley
    Frederick, MD
  • 08/2017 → 05/2021
    University Of South Carolina
    Columbia, SC
  • 08/2013 → 06/2017
    Middletown High School
    Middletown, MD
  • 04/2022 → Present
    Morgan Stanley Smith Barney Llc
    Charlotte, NC
  • 05/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-02
S63 Uniform Securities Agent State Law Examination 2021-08-30
  • S66 Uniform Combined State Law Examination
    2022-06-02
  • S63 Uniform Securities Agent State Law Examination
    2021-08-30
Other Names
  • Caroline Elise Littrell
  • Caroline Littrell

View on SEC IAPD

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