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Roxana Jauregui-Lambert

Morgan Stanley

Los Gatos, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-11
TX RA APPROVED 2025-12-11
  • CA RA
    APPROVED
    Since 2025-12-11
  • TX RA
    APPROVED
    Since 2025-12-11

Branch Locations

16000 Los Gatos Boulevard, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Palo Alto CA 06/2018 06/2020
Wells Fargo Private Bank Palo Alto CA 07/2016 06/2018
Nasdaq Private Market Securities San Francisco CA 06/2020 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 03/2025 12/2025
Employment Gap San Jose CA 08/2024 03/2025
Bank Of America, N.A. San Jose CA 04/2025 12/2025
Morgan Stanley Los Gatos CA 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-30
  • S66 Uniform Combined State Law Examination
    2025-01-30
Other Names
  • Roxana Chavez Jauregui
  • Roxana Jauregui

View on SEC IAPD

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