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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-14 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
Little Neck, NY • United States
1166 Avenue Of The Americas 23Rd Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | New York | NY | 05/2018 | 07/2023 |
| Td Bank N.A. | Bayside | NY | 11/2013 | 08/2017 |
| Td Bank N.A. | New York | NY | 08/2017 | 07/2023 |
| Mma Securities Llc | Bayside | NY | 07/2023 | Present |
| Marsh Mclennan Agency | Bayside | NY | 07/2023 | Present |
1. Name of Entity: Diogenis Leiva Dog Training; Address of Entity: 24943 61st Ave FL 2 Little Neck NY 11362; Type of Business: Sole Proprietorship; Position: Dog Trainer; Duties/Responsibilities: Training dogs; Compensation received: Hourly rate for sessions; Is this Outside Business Activity investment related? No; Approximate amount of time devoted on a monthly basis: 10 hours/ monthly; Approximate amount of time devoted during normal trading hours: 0 hours; Start Date - 07/2021 2. Magician; non-investment related; New York; Magician; Start Date Dec 11, 2024; 10 hours a month not during trading hours; Magical Entertainment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-03 |
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