Collin Andrew Moran

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-10-30

NJ RA
APPROVED

Since 2024-10-30

Branch Locations

14 Walsh Drive Suite 100, Parsippany, NJ 07054 • United States

Morristown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securian Financial Services Inc	St Paul	MN	05/2018	01/2021
Allied Wealth Partners	Hamden	CT	05/2018	01/2021
Securian Financial Services Inc	St Paul	MN	01/2021	08/2023
Allied Wealth Partners	Hamden	CT	01/2021	Present
Saint Leo University	Saint Leo	FL	08/2015	04/2019
Apex Pharmacy, Home Care, And Nutritional Center	Hamden	CT	08/2013	08/2017
Saint Leo University	Saint Leo	FL	01/2016	04/2019
Dart Fundraising	Hamden	CT	05/2020	10/2020
Cork And Barrel	Hamden	CT	10/2019	12/2019
Instacart	Hamden	CT	01/2020	10/2020
Instacart	San Francisco	CA	05/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2023	Present
Cetera Wealth Services, Llc	El Segundo	CA	08/2023	Present

05/2018 → 01/2021

Securian Financial Services Inc

St Paul, MN
05/2018 → 01/2021

Allied Wealth Partners

Hamden, CT
01/2021 → 08/2023

Securian Financial Services Inc

St Paul, MN
01/2021 → Present

Allied Wealth Partners

Hamden, CT
08/2015 → 04/2019

Saint Leo University

Saint Leo, FL
08/2013 → 08/2017

Apex Pharmacy, Home Care, And Nutritional Center

Hamden, CT
01/2016 → 04/2019

Saint Leo University

Saint Leo, FL
05/2020 → 10/2020

Dart Fundraising

Hamden, CT
10/2019 → 12/2019

Cork And Barrel

Hamden, CT
01/2020 → 10/2020

Instacart

Hamden, CT
05/2021 → Present

Instacart

San Francisco, CA
08/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
08/2023 → Present

Cetera Wealth Services, Llc

El Segundo, CA

Previous Registrations

2021-11-10 → 2023-08-10

Securian Financial Services, Inc.

Hamden, CT

St. Paul, MN

Other Businesses

INSTACART POSITION: Independent Contractor NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2021 ADDRESS: 50 Beale, Suite 600, San Francisco CA 94107, United States DESCRIPTION: Uber for grocery deliveries.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-06

S66 Uniform Combined State Law Examination

2021-11-06

View on SEC IAPD