Jason Zwerling

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-10-08

NY RA
APPROVED

Since 2025-10-08

Branch Locations

1 Park Pl Investment Solutions Group, Annapolis, MD 21401 • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morstan General Agency / Brown & Brown	Lake Success	NY	01/2018	03/2018
Chimera Securities	New York	NY	05/2018	02/2020
Unemployed	State College	PA	09/2016	12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2022	Present
Unemployed	New York	NY	03/2020	08/2020
Morgan Stanley	New York	NY	07/2020	03/2021
Sentieo	New York	NY	04/2021	10/2021
Unemployed	New York	NY	11/2021	05/2022
Frank Recruitment Group Inc.	New York	NY	05/2017	11/2017

01/2018 → 03/2018

Morstan General Agency / Brown & Brown

Lake Success, NY
05/2018 → 02/2020

Chimera Securities

New York, NY
09/2016 → 12/2017

Unemployed

State College, PA
06/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
03/2020 → 08/2020

Unemployed

New York, NY
07/2020 → 03/2021

Morgan Stanley

New York, NY
04/2021 → 10/2021

Sentieo

New York, NY
11/2021 → 05/2022

Unemployed

New York, NY
05/2017 → 11/2017

Frank Recruitment Group Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-08

S66 Uniform Combined State Law Examination

2025-10-08

Other Names

Jason Michael Zwerling
Jason Michael Zwerling