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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-08 |
| VA | RA | APPROVED | 2026-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Richmond | VA | 12/2022 | 08/2024 |
| Wells Fargo Bank Na | Chester | VA | 03/2016 | 07/2021 |
| Wells Fargo Clearing Services, Llc. | Chester | VA | 07/2021 | 12/2022 |
| Fidelity Investments | Westlake | TX | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-30 |
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