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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-14 |
| TN | RA | APPROVED | 2024-10-28 |
| KY | RA | APPROVED | 2023-02-09 |
Branch Locations
2555 Meridian Blvd Ste 260, Franklin, TN 37067-6363 • United States
2708 New Hartford Rd, Owensboro, KY 42303 • United States
13151 Magisterial Dr Ste 101-A, Louisville, KY 40223 • United States
22 Public Sq Ste 1, Columbia, TN 38401 • United States
2550 Meridian Blvd Ste 350, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Owensboro | KY | 10/2022 | Present |
| Kpmg | Louisville | KY | 09/2021 | 11/2022 |
| Vanderbilt University | Nashville | TN | 08/2020 | 09/2021 |
| Kpmg | Louisville | KY | 01/2021 | 03/2021 |
| N/A | Owensboro | KY | 05/2020 | 08/2020 |
| Centre College | Danville | KY | 08/2016 | 05/2020 |
| Align Wealth Management (Ameriprise Financial Services, Llc) | Owensboro | KY | 06/2019 | 08/2019 |
| Align Wealth Management (Ameriprise Financial Services, Llc) | Owensboro | KY | 05/2018 | 08/2018 |
| Greater Owensboro Economic Development Corporation | Owensboro | KY | 06/2017 | 08/2017 |
Outside Employment; RainMaker Inc.; The primary role of the Associate Financial Advisor is in working with the practice's clients to help them achieve their financial goals. The AFA can work directly with a client or by assisting the lead advisor in delivering an excellent client experience that defines and differentiates the Align Wealth Management practice. This role provides client relationship support through managing, gathering and analyzing client data, helping prepare financial reports and other client deliverables, working with clients to resolve issues and other practice management tasks as needed. Responds to ad hoc requests, coordinates/tracks projects and / or manages projects. This position requires Series 7, 66, and state insurance licensing and will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and / or performing work activities. Responsibilities and time allocation will change over time to meet the needs of the practice and can include other duties as assigned by the CEO, Managing Director / Lead Advisor.; Manage advisory business; 2708 New Hartford Road, , Owensboro, KY, 42303; Investment-Related; 12/05/2022; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-11 |
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